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Article 9
Convention
on the Means of Prohibiting and
Preventing the Illicit Import, Export and Transfer of
Ownership of Cultural Property
The General Conference
of the United Nations Educational, Scientific and Cultural Organization,
meeting in Paris from 12 October to 14 November 1970, at its sixteenth session,
RECALLING the importance
of the provisions contained in the Declaration of the Principles of International
Cultural Co-operation, adopted by the General Conference at its fourteenth
session,
CONSIDERING that the
interchange of cultural property among nations for scientific, cultural
and educational purposes increases the knowledge of the civilization of
Man, enriches the cultural life of all peoples and inspires mutual respect
and appreciation among nations,
CONSIDERING that cultural
property constitutes one of the basic elements of civilization and national
culture, and that its true value can be appreciated only in relation to
the fullest possible information regarding its origin, history and traditional
setting,
CONSIDERING that it is
incumbent upon every State to protect the cultural property existing within
its territory against the dangers of theft, clandestine excavation, and
illicit export,
CONSIDERING that, to
avert these dangers, it is essential for every State to become increasingly
alive to the moral obligations to respect its own cultural heritage and
that of all nations,
CONSIDERING that, as
cultural institutions, museums, libraries and archives should ensure that
their collections are built up in accordance with universally recognized
moral principles,
CONSIDERING that the
illicit import, export and transfer of ownership of cultural property
is an obstacle to that understanding between nations which it is part
of Unesco's mission to promote by recommending to interested States, international
conventions to this end,
CONSIDERING that the
protection of cultural heritage can be effective only if organized both
nationally and internationally among States working in close co-operation,
CONSIDERING that the
Unesco General Conference adopted a Recommendation to this effect in 1964,
HAVING before it further
proposals on the means of prohibiting and preventing the illicit import,
export and transfer of ownership of cultural property, a question which
is on the agenda for the session as item 19,
HAVING decided, at its
fifteenth session, that this question should be made the subject of an
international convention,
ADOPT this Convention
on the fourteenth day of November 1970.
Article 1
For the purposes of
this Convention, the term "cultural property" means property which, on
religious or secular grounds, is specifically designated by each State
as being of importance for archaeology, prehistory, history, literature,
art or science and which belongs to the following categories:
- Rare collections
and specimens of fauna, flora, minerals and anatomy, and objects of
palaeontological interest;
- property
relating to history, including the history of science and technology
and military and social history, to the life of national leaders, thinkers,
scientists and artists and to events of national importance;
- products
of archaeological excavations (including regular and clandestine) or
of archaeological discoveries;
- elements
of artistic or historical monuments or archaeological sites which have
been dismembered;
- antiquities
more than one hundred years old, such as inscriptions, coins and engraved
seals;
- objects
of ethnological interest;
- property
of artistic interest, such as:
- pictures,
paintings and drawings produced entirely by hand on any support and
in any material (excluding industrial designs and manufactured articles
decorated by hand);
- original
works of statuary art and sculpture in any material;
- original
engravings, prints and lithographs;
- original
artistic assemblages and montages in any material;
rare manuscripts
and incunabula, old books, documents and publications of special interest
(historical, artistic, scientific, literary, etc.) singly or in collections;postage,
revenue and similar stamps, singly or in collections;archives, including
sound, photographic and cinematographic archives;articles of furniture
more than one hundred years old and old musical instruments.
Article 2
1. The States Parties
to this Convention recognize that the illicit import, export and transfer
of ownership of cultural property is one of the main causes of the impoverishment
of the cultural heritage of the countries of origin of such property and
that international co-operation constitutes one of the most efficient
means of protecting each country's cultural property against all the dangers
resulting therefrom.
2. To this end, the
States Parties undertake to oppose such practices with the means at their
disposal, and particularly by removing their causes, putting a stop to
current practices, and by helping to make the necessary reparations.
Article 3
The import, export or
transfer of ownership of cultural property effected contrary to the provisions
adopted under this Convention by the States Parties thereto, shall be
illicit.
Article 4
The States Parties to
this Convention recognize that for the purpose of the Convention property
which belongs to the following categories forms part of the cultural heritage
of each State:
- Cultural
property created by the individual or collective genius of nationals
of the State concerned, and cultural property of importance to the State
concerned created within the territory of that State by foreign nationals
or stateless persons resident within such territory;
- cultural
property found within the national territory;
- cultural
property acquired by archaeological, ethnological or natural science
missions, with the consent of the competent authorities of the country
of origin of such property;
- cultural
property which has been the subject of a freely agreed exchange;
cultural property received as a gift or purchased legally
with the consent of the competent authorities of the country of origin
of such property.
Article 5
To ensure the protection
of their cultural property against illicit import, export and transfer
of ownership, the States Parties to this Convention undertake, as appropriate
for each country, to set up within their territories one or more national
services, where such services do not already exist, for the protection
of the cultural heritage, with a qualified staff sufficient in number
for the effective carrying out of the following functions:
- Contributing to the
formation of draft laws and regulations designed to secure the protection
of the cultural heritage and particularly prevention of the illicit
import, export and transfer of ownership of important cultural property;
- establishing and keeping
up to date, on the basis of a national inventory of protected property,
a list of important public and private cultural property whose export
would constitute an appreciable impoverishment of the national cultural
heritage;
- promoting the development
or the establishment of scientific and technical institutions (museums,
libraries, archives, laboratories, workshops...) required to ensure
the preservation and presentation of cultural property;
- organizing the supervision
of archaeological excavations, ensuring the preservation "in situ" of
certain cultural property, and protecting certain areas reserved for
future archaeological research;
- establishing, for the
benefit of those concerned (curators, collectors, antique dealers, etc.)
rules in conformity with the ethical principles set forth in this convention;
and taking steps to ensure the observance of those rules;
- taking educational measures
to stimulate and develop respect for the cultural heritage of all States,
and spreading knowledge of the provisions of this Convention;
- seeing that appropriate
publicity is given to the disappearance of any items of cultural property.
Article 6
The States Parties to
this Convention undertake:
- To
introduce an appropriate certificate in which the exporting State would
specify that the export of the cultural property in question is authorized.
The certificate should accompany all items of cultural property exported
in accordance with the regulations;
- to prohibit
the exportation of cultural property from their territory unless accompanied
by the above-mentioned export certificate;
- to publicize
this prohibition by appropriate means, particularly among persons likely
to export or import cultural property.
Article 7
The States Parties to
this Convention undertake:
- To
take the necessary measures, consistent with national legislation, to
prevent museums and similar institutions within their territories from
acquiring cultural property originating in another State Party which
has been illegally exported after entry into force of this Convention,
in the States concerned. Whenever possible, to inform a State of origin
Party to this Convention of an offer of such cultural property illegally
removed from that State after the entry into force of this Convention
in both States;
- i. to prohibit
the import of cultural property stolen from a museum or a religious
or secular public monument or similar institution in another State Party
to this Convention after the entry into force of this Convention for
the States concerned, provided that such property is documented as appertaining
to the inventory of that institution;
ii. at the request of the State Party of origin, to take appropriate
steps to recover and return any such cultural property imported after
the entry into force of this Convention in both States concerned, provided,
however, that the requesting State shall pay just compensation to an
innocent purchaser or to a person who has valid title to that property.
Requests for recovery and return shall be made through diplomatic offices.
The requesting Party shall furnish, at its expense, the documentation
and other evidence necessary to establish its claim for recovery and
return. The Parties shall impose no customs duties or other charges
upon cultural property returned pursuant to this Article. All expenses
incident to the return and delivery of the cultural property shall be
borne by the requesting Party.
Article 8
The States Parties
to this Convention undertake to impose penalties or administrative sanctions
on any person responsible for infringing the prohibitions referred to
under Articles 6(b) and 7(b) above.
Article 9
Any State Party
to this Convention whose cultural patrimony is in jeopardy from pillage
of archaeological or ethnological materials may call upon other States
Parties who are affected. The States Parties to this Convention undertake,
in these circumstances, to participate in a concerted international effort
to determine and to carry out the necessary concrete measures, including
the control of exports and imports and international commerce in the specific
materials concerned. Pending agreement each State concerned shall take
provisional measures to the extent feasible to prevent irremediable injury
to the cultural heritage of the requesting State.
Article 10
The States Parties
to this Convention undertake:
- To restrict
by education, information and vigilance, movement of cultural property
illegally removed from any State Party to this Convention and, as appropriate
for each country, oblige antique dealers, subject to penal or administrative
sanctions, to maintain a register recording the origin of each item
of cultural property, names and addresses of the supplier, description
and price of each item sold and to inform the purchaser of the cultural
property of the export prohibition to which such property may be subject;
- to endeavour
by educational means to create and develop in the public mind a realization
of the value of cultural property and the threat to the cultural heritage
created by theft, clandestine excavations and illicit exports.
Article 11
The export and
transfer of ownership of cultural property under compulsion arising directly
or indirectly from the occupation of a country by a foreignpower shall
be regarded as illicit.
Article 12
The States Parties
to this Convention shall respect the cultural heritage within the territories
for the international relations of which they are responsible, and shall
take all appropriate measures to prohibit and prevent the illicit import,
export and transfer of ownership of cultural property in such territories.
Article 13
The States Parties
to this Convention also undertake, consistent with the laws of each State:
- To prevent
by all appropriate means transfers of ownership of cultural property
likely to promote the illicit import or export of such property;
- to ensure
that their competent services co-operate in facilitating the earliest
possible restitution of illicitly exported cultural property to its
rightful owner;
- to admit
actions for recovery of lost or stolen items of cultural property brought
by or on behalf of the rightful owners;
- to recognize
the indefeasible right of each State Party to this Convention to classify
and declare certain cultural property as inalienable which should therefore
ipso facto not be exported, and to facilitate recovery of such property
by the State concerned in cases where it has been exported.
Article 14
In order to
prevent illicit export and to meet the obligations arising from the implementation
of this Convention, each State Party to the Convention should, as far
as it is able, provide the national services responsible for the protection
of its cultural heritage with an adequate budget and, if necessary, should
set up a fund for this purpose.
Article 15
Nothing in this
Convention shall prevent States Parties thereto from concluding special
agreements among themselves or from continuing to implement agreements
already concluded regarding the restitution of cultural property removed,
whatever the reason, from its territory of origin, before the entry into
force of this Convention for the States concerned.
Article 16
The States Parties
to this Convention shall in their periodic reports submitted to the General
Conference of the United Nations Educational, Scientific and Cultural
Organization on dates and in a manner to be determined by it, give information
on the legislative and administrative provisions which they have adopted
and other action which they have taken for the application of this Convention,
together with details of the experience acquired in this field.
Article 17
1. The States
Parties to this Convention may call on the technical assistance of the
United Nations Educational, Scientific and Cultural Organization, particularly
as regards:
- Information
and education;
- consultation
and expert advice;
- co-ordination
and good offices.
2. The United Nations
Educational, Scientific and Cultural Organization may, on its own initiative
conduct research and publish studies on matters relevant to the illicit
movement of cultural property.
3. To this end,
the United Nations Educational, Scientific and Cultural Organization may
also call on the co-operation of any competent non-governmental organization.
4. The United
Nations Educational, Scientific and Cultural Organization may, on its
own initiative, make proposals to States Parties to this Convention for
its implementation.
5. At the request
of at least two States Parties to this Convention which are engaged in
a dispute over its implementation, UNESCO may extend its good offices
to reach a settlement between them.
Article 18
This Convention
is drawn up in English, French, Russian and Spanish, the four texts being
equally authoritative.
Article 19
1. This Convention
shall be subject to ratification or acceptance by States members of the
United Nations Educational, Scientific and Cultural Organization in accordance
with their respective constitutional procedures.
2. The instruments
of ratification or acceptance shall be deposited with the Director-General
of the United Nations Educational, Scientific and Cultural Organization.
Article 20
1. This Convention
shall be open to accession by all States not members of the United Nations
Educational, Scientific and Cultural Organization which are invited to
accede to it by the Executive Board of the Organization.
2. Accession
shall be effected by the deposit of an instrument of accession with the
Director-General of the United Nations Educational, Scientific and Cultural
Organization.
Article 21
This Convention
shall enter into force three months after the date of the deposit of the
third instrument of ratification, acceptance or accession, but only with
respect to those States which have deposited their respective instruments
on or before that date. It shall enter into force with respect to any
other State three months after the deposit of its instrument of ratification,
acceptance or accession.
Article 22
The States Parties
to this Convention recognize that the Convention is applicable not only
to their metropolitan territories but also to all territories for the
international relations of which they are responsible; they undertake
to consult, if necessary, the governments or other competent authorities
of these territories on or before ratification, acceptance or accession
with a view to securing the application of the Convention to those territories,
and to notify the Director-General of the United Nations Educational,
Scientific and Cultural Organization of the territories to which it is
applied, the notification to take effect three months after the date of
its receipt.
Article 23
1. Each State
Party to this Convention may denounce the Convention on its own behalf
or on behalf of any territory for whose international relations it is
responsible.
2 The denunciation
shall be notified by an instrument in writing, deposited with the Director-General
of the United Nations Educational, Scientific and Cultural Organization.
3. The denunciation
shall take effect twelve months after the receipt of the instrument of
denunciation.
Article 24
The Director-General
of the United Nations Educational, Scientific and Cultural Organization
shall inform the States members of the Organization, the States not members
of the Organization which are referred to in Article 20, as well as the
United Nations, of the deposit of all the instruments of ratification,
acceptance and accession provided for in Articles 19 and 20, and of the
notifications and denunciations provided for in Articles 22 and 23 respectively.
Article 25
1. This Convention
may be revised by the General Conference of the United Nations Educational,
Scientific and Cultural Organization. Any such revision shall, however,
bind only the States which shall become Parties to the revising convention.
2. If the General
Conference should adopt a new convention revising this Convention in whole
or in part, then, unless the new convention otherwise provides, this Convention
shall cease to be open to ratification, acceptance or accession, as from
the date on which the new revising convention enters into force.
Article 26
In conformity
with Article 102 of the Charter of the United Nations, this Convention
shall be registered with the Secretariat of the United Nations at the
request of the Director-General of the United Nations Educational, Scientific
and Cultural Organization.
Done in Paris
this seventeenth day of November 1970, in two authentic copies bearing
the signature of the President of the sixteenth session of the General
Conference and of the Director-General of the United Nations Educational,
Scientific and Cultural Organization, which shall be deposited in the
archives of the United Nations Educational, Scientific and Cultural Organization,
and certified true copies of which shall be delivered to all the States
referred to in Articles 19 and 20 as well as to the United Nations.
The foregoing
is the authentic text of the Convention duly adopted by the General Conference
of the United Nations Educational, Scientific and Cultural Organization
during its sixteenth session, which was held in Paris and declared closed
the fourteenth day of November 1970.
IN FAITH WHEREOF we have appended our signatures this seventeenth day of November 1970.
The President of the General
Conference |
The Director-General |
Contact Information:
International Standards Section
Cultural Heritage Division, UNESCO
1, rue Miollis
75732 Paris, Cedex 15
France
Telephone: 33-1-45 68 37 56
Fax: 33-1-45 68 55 96
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